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Topic: U.S. SEC probing Robinhood co*pliance with short selling rules -filing (Read 35 times) previous topic - next topic

U.S. SEC probing Robinhood co*pliance with short selling rules -filing

U.S. SEC probing Robinhood co*pliance with short selling rules -filing

[html](Reuters) – Retail trading platform Robinhood Markets Inc disclosed in a filing on Wednesday that the U.S. Securities and Exchange co*mission has been probing the...
                              

(Reuters) –     Retail trading platform Robinhood Markets Inc disclosed in a filing on Wednesday that the U.S. Securities and Exchange co*mission has been probing the co*pany’s co*pliance with short selling rules since October 2021.


Robinhood said it received additional requests from the SEC in the second quarter of this year for information related to the co*pany’s co*pliance with trade reporting requirements in connection with securities and fractional share lending.



(Reporting by Hannah Lang in Washington; Editing by Chris Reese)


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